HOPPER
v. CITY OF PASCO, 241
F.3d 1067 (9th Cir. 2001)
JANETTE
HOPPER, and SHARON RUPP, Plaintiffs-Appellants, v. CITY
OF
PASCO, and ARTS COUNCIL OF THE MID-COLUMBIA REGION, Defendants-Appellees.
No.
98-35795
United
States Court of Appeals, Ninth Circuit
Argued
and Submitted March 9, 2000, Seattle, Washington
Filed
February 15, 2001
[EDITORS'
NOTE: THIS PAGE CONTAINED HEADNOTES AND HEADNOTES
ARE NOT AN
OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY
ARE NOT
DISPLAYED.]
Paul J. Lawrence,
Preston, Gates & Ellis, LLP, Seattle, Washington,
for the plaintiffs-appellants.
John G. Schultz
(argued) and George Fearing, Leavy, Schultz,
Davis &
Fearing, Kennewick, Washington, for defendant-appellee
City of Pasco.
Appeal from
the United States District Court for the Eastern
District of
Washington, Fred Van Sickle, District Judge,
Presiding. D.C. No. CV-97-137-FVS.
Before: JAMES
R. BROWNING, M. MARGARET MCKEOWN, and RONALD
M. GOULD, Circuit
Judges.
Opinion by
Judge MCKEOWN; Partial Concurrence and Partial
Dissent by Judge
GOULD
McKEOWN,
Circuit Judge:
This case
is a study in the politics and law of public
art. Janette Hopper
and Sharon Rupp are artists whose works were
excluded from public display
at the Pasco City Hall Gallery in Pasco, Washington,
because city officials
deemed their art too "controversial."
As the district court put it:
"The gist of the case is that plaintiffs were
invited to display their
work at city hall, and then summarily disinvited
when their submissions
provoked controversy." The parties agree that
the art is not obscene
or pornographic. Instead, the case boils down
to a matter of taste
and perception. Hopper and Rupp filed suit against
the City of Pasco
("Pasco") under 42 U.S.C. § 1983
for violation of their First Amendment
rights. The district court granted Pasco's motion
for summary judgment,
and denied Hopper and Rupp's motion for partial
summary judgment,
holding that the city hall is a non-public forum
and that Pasco's
decision to exclude their works was reasonable.
We hold that
Pasco violated the artists' First Amendment
rights by creating
a designated public forum and then excluding
their artwork without
a compelling governmental interest. Therefore,
we reverse the district
court's grant of summary judgment for Pasco,
reverse the district
court's denial of Hopper and Rupp's motion for
partial summary judgment,
and remand for further proceedings.
I. BACKGROUND
AND PROCEDURAL HISTORY
In 1994,
Pasco remodeled an abandoned school building
to create a new city
hall. Faced with an expanse of barren walls,
Gary Crutchfield, the City
Manager, and his administrative assistant, Kurt
Luhrs, decided to invite
local artists to display their works in the
public hallways. Rather
than expend limited resources to have the city
administer an arts program,
Crutchfield and Luhrs commissioned the Arts
Council, a private organization,
to manage the program for $500 a quarter, for
at least one year.
According to their agreement, each quarter the
Arts Council would make
arrangements to exhibit artwork, provide hanging
supplies, design and
mount the exhibit, publish and mail a flyer
to announce the exhibit, and
issue press notices.
If the program proved successful, Crutchfield
planned to seek permanent funding from the City
Council.
At the outset,
Luhrs and Crutchfield sought to avoid controversy.
Indeed, an
uncontroversial program was a prerequisite,
in their view, to eventually
obtaining permanent funding from the City Council.
Luhrs made this
clear in the following letter to Barbara Gurth,
Director of the Arts Council:
Following
our conversation this morning, I felt it
was important
to provide you with some assurances
regarding the city's commitment to developing
an art
gallery in the new city hall. The City Manager
and
I are very excited about this program and feel
that it
will certainly benefit Pasco residents as well
as
regional artists.
In order
to develop a broad base of support, we felt
it would
be advantageous to present a "demonstration
project"
for the council and citizens to appreciate.
This would
be the most effective way to garner the
support needed
for an annual or long term commitment,
prior to
bringing the issue into the public forum at
a
council meeting. The logic being that if you
can see
what we are talking about, you can appreciate
the
value of it to the community as a whole.
During our
conversation I got the impression that your
board felt
that our approach may not be a commitment
to the long
term management of such a project. This is
far from
the case. Both Gary and I feel that this
approach
will ensure
support when we bring this item
to council in a public meeting. Personally,
my
greatest fear is bringing such a program to
council
and having various citizens with a conservative
"bent"
raise issues that have caused trouble for the
National
Endowment for the Arts, i.e. offensive or politically
motivated
art. Through our discussions, I feel assured
that the
Arts Council will not use the City Hall
Gallery as
a venue for controversy. Nevertheless,
without a
demonstration, I feel that the ungrounded
fears of
a few citizens would ruin this great
opportunity
for introducing the arts to our citizens.
In conclusion,
please assure your board that the City
of Pasco
is very interested in a long term relationship.
We are willing
to pay for the reasonable costs
to plan and develop this show on its own, should
the
cost exceed the average $500 per quarter.
(Emphasis
added).
Likewise,
in an initial notice to announce the arts program
and to
invite submissions, Gurth repeated Luhrs' admonition:
Requirements
for acceptance: Artworks will not be
jured [sic]
in the usual sense, but all works will be
screened
for content and professional presentation.
Subject matter:
Wide open, but with the restraints
that would be accepted with a public arts project
paid for
with public money. To offer a quote from a
city official's
letter regarding this project ". . . my
greatest
fear is . . . having various citizens . . .
raise
issues that have caused trouble for the National
Endowment
for the Arts, i.e., offensive or politically
motivated
art. Through our discussions I feel assured
that the
Arts Council will not use the City Hall Gallery
as a venue
for controversy."
Indeed, the
Arts Council will not. We have worked
for five
years to bring the cities on board for the arts,
we will not
jeopardize our progress. Additionally, I
do not think
that regional art in this area presents a
problem in
this regard, but the Council will reserve
the right
to reject a subject matter that the committee
feels may
present a problem for a conservative public
sector. .
. .
(Emphasis
added).
Despite these
admonitions, the arts program was run without
any pre-screening
process, and the city provided no further definition
or guidance
as to what kind of work would be considered
inappropriate. There was
no selection process to monitor quality, content,
or controversy. As a
result, the Arts Council rejected no artwork
during the entire length of
the program, which included three separate exhibits
that ran from October
1995 through March 1996. According to Gurth's
deposition testimony:
Gurth: We
didn't select the artists. We did not pass
any qualitative
judgment on anybody, or the work,
either. We just simply said:
These are
the people who have agreed to hang this
month and
we can take this many. So it wasn't a
selection
process. It wasn't a jurying process at
all.
Q: How did
you decide who would be, for lack of a
better word,
chosen, as opposed to selected like a
jury process?
Gurth: They
chose themselves. This is a small area and
there aren't
that many practicing artists that work.
So the question
with this project from its inception
was always
how long will we sustain it. . . . So it
was never
a question of selecting anybody. It was just
simply these
people coming forward and saying we would
like to hang
this month and we took them. . . .
Q: Did Mr.
Luhrs give you a definition or an
understanding at this particular point of what
he
considered to be objectionable art?
Gurth: No,
we never discussed that.
Nor did the
city review works prior to their placement in
the gallery. Instead,
the artist simply provided a list of works to
be included and signed
a contract with the Arts Council agreeing to
leave the works up for
the full three months of the exhibit and to
give the Arts Council a twenty
percent commission on any pieces purchased.
Although
it is undisputed that no one pre-screened or
otherwise rejected
art prior to the exclusion of the works by Hopper
and Rupp, there
is conflicting evidence as to the reason for
failure to pre-screen.
Gurth testified that it "was always understood"
that the city had
the ultimate say as to what kind of art would
be displayed. But Crutchfield
assumed the Arts Council would screen for content,
and Luhrs testified
that he expected and trusted Gurth to make sure
that no "offensive
or politically-motivated art" would be shown
because "she knew the
artists in the region and she knew who to invite
and . . . who not to invite."
The first
two exhibits (by artists other than Hopper and
Rupp) were well
received, but not without controversy. One piece,
a large sculpture referred
to alternately as "After the Famine" and "Starving
Man," received
a number of complaints but was not removed.
The sculpture depicted
an emaciated, "dark complected" man and was
placed in front of the
Housing and Support Services Office. One of
the employees who worked in
that office complained that a starving man "didn't
send a good message,"
and wanted it removed. Others thought it was
ugly, and in a newspaper
article Luhrs stated that "Some people saw racial
issues, some saw
gender issues, some just didn't think it was
art." Although Luhrs brought
the complaints to Crutchfield's attention, the
piece remained for the
full length of the exhibit. The first two exhibits
also included works
containing nudity, although there were apparently
no complaints and certainly
no efforts to exclude the works from the exhibition.
Unlike most
of the artists who provided works for the Pasco
City Hall Gallery,
neither Hopper nor Rupp received the initial
notice sent by Gurth.
Rather, both were independently solicited by
the Arts Council to display
their art in the third exhibit, which ran from
February to April 1996.
Each signed the standard contract with the Arts
Council.
Rupp agreed
to show three small bronze sculptures. The first,
entitled "Working
it Out," depicts a woman struggling with a large
box on her head.
The second sculpture, entitled "Orchid" or "Retaliation,"
is a floral
piece. Her third sculpture, which was the source
of the controversy,
is entitled "To the Democrats, Republicans and
Bipartisans," "Damn,
I'm Stuck," or "A Woman Drinking from A Brook."
It depicts a large,
nude, headless woman, either lying or standing
against a flat surface.
Her naked back side faces the viewer. All three
works were displayed
in a glass case on the main floor of City Hall
for a single week
in February 1996.
Hopper also
signed a contract for the third exhibit, agreeing
to show a series
of ten linoleum prints entitled "Adam and Eve."
The prints depicted
a naked couple (in silhouette and outline form)
in a variety of landscapes
and scenes from post-World War II Germany. Although
none of the
prints depict explicit sexual activity, in two
the couple is kissing,
and in several they are embracing. At the time
she was contacted about
displaying her work, Hopper informed a representative
of the Arts Council
that her work contained nudity. The representative
assured her that
nudity would not be a problem, however, given
that previous exhibitions
at the gallery contained nudity. Two of the
rejected pieces were
also on display at the Portland Art Museum.
Both artists'
works caused controversy. Luhrs received complaints
about "To
the Democrats, Republicans and Bipartisans"
soon after the display went
up. Some viewed the sculpture as depicting the
woman in a "sexual position"
or as depicting a "sexual act;" others simply
thought it "offensive
and disgusting," or "derogatory to women." After
discussing the
matter with Crutchfield, Luhrs ordered the Arts
Council to remove all three
sculptures from the display case. In a letter
sent shortly after the
incident, Luhrs told Rupp:
The city's
art gallery project is a voluntary effort
on the part
of the City of Pasco to provide a venue
for artists
to display their work. Our city
administration firmly believes that this program
is a
great service to our community and to the arts
community
in general. Nevertheless, we are somewhat
limited in
the subject matter which we can display. We
firmly believe
that this program should remain out of
the political
realm. Displaying art which could be
misconstrued
by activists as "sexual" or "prurient,"
will make
the decision whether to maintain the program
a political
one, thereby endangering the entire
program. For this reason we must be sensitive
to art
work presented for the entire program. This
process
should have occurred prior to you committing
your art
to the display. (emphasis
in original).
Hopper's
prints were never even displayed. After Hopper
delivered her prints,
but prior to their hanging, Luhrs examined them
and determined that
some were potentially controversial or political
because the couple was
depicted nude in public, and public nudity is
illegal in Pasco. Over the
next few days he showed the prints to several
City Hall employees in order
to get their opinions. The employees found some
of the prints "offensive"
and "sexually suggestive." In view of these
assessments, Luhrs
and Crutchfield decided not to display any of
the prints, and Hopper
received the same letter Luhrs had sent to Rupp.
Luhrs acknowledged
that the prior exhibits included works containing
nudity. When
asked to explain the apparent inconsistency
in displaying those
works in the Gallery but barring Rupp and Hopper's
works, Luhrs shrugged
it off, saying that he did not review all of
the previous works.
Shortly after the works were excluded from the
Gallery, Crutchfield
terminated the arts program altogether, and
Hopper and Rupp filed
this action. On cross-motions for summary judgment,
the district court
held that Pasco City Hall is a nonpublic forum,
and that Hopper and Rupp
produced no evidence that the city intentionally
created a forum for public
expression by creating the Gallery. The court
placed special emphasis
on the city's expressed desire to avoid controversial
works as proof
that it did not intend to open its halls indiscriminately
to public expression.
Thus, although the court agreed that "[w]hen
it came to execution
. . . the expectation of `invitation only' turned
into a come-one-come-all
affair," it reasoned that Pasco's failure to
screen the art
did not belie its stated intent to restrict
access. The court declined
to decide whether the arts program was the product
of a municipal
policy for the purpose of establishing Pasco's
liability under Monell
v. Department of Social Services, 436
U.S. 658 (1978).
II. STANDARD
OF REVIEW
A grant of
summary judgment is reviewed de novo. See Robi
v. Reed, 173 F.3d 736,
739 (9th Cir. 1999), cert. denied, 528 U.S.
952 (1999). Our review
is governed by the same standard applied by
the trial court under
Federal Rule
of Civil Procedure 56(c). Viewing the evidence
in the light most
favorable to the nonmoving party, we must determine
whether there are
any genuine issues of material fact and whether
the district court correctly
applied the relevant substantive law. See id.
III. ANALYSIS
A. First
Amendment Violation
1. Categories
of Fora
The Supreme
Court instructs us that, in assessing a First
Amendment claim
for speech on government property,"we must identify
the nature of the
forum, because the extent to which the Government
may limit access depends
on whether the forum is public or nonpublic."
Cornelius v. NAACP Legal
Defense & Educ. Fund, 473 U.S. 788,
797 (1985). If the forum is public,
"speakers can be excluded . . . only when the
exclusion is necessary
to serve a compelling state interest and the
exclusion is narrowly
drawn to achieve that interest." Id. at 800.
If, on the other hand,
the forum is non-public, the government is free
to restrict access "as
long as the restrictions are `reasonable and
[are] not an effort to suppress
expression merely because public officials oppose
the speaker's view.'"
Id. (quoting Perry Educ. Ass'n v. Perry Local
Educators' Ass'n, 460 U.S. 37,
46 (1983)).
Thus, the
two main categories of fora are public (where
strict scrutiny applies)
and non-public (where a more lenient "reasonableness"
standard governs).
This does not, however, exhaust the universe
of categories. Rather,
"Forum analysis divides government property
into three categories:
public fora, designated public fora, and nonpublic
fora." DiLoreto
v. Downey Unified Sch. Dist. Bd. of Educ., 196
F.3d 958,
964 (9th
Cir. 1999), cert. denied, 120 S.Ct. 1674 (2000)
(quoting Children of the
Rosary v. City of Phoenix, 154 F.3d 972,
976 (9th Cir. 1998)). A designated
public forum exists where "the government intentionally
opens up
a nontraditional forum for public discourse."
Id. "Restrictions on expressive
activity in designated public fora are subject
to the same limitations
that govern a traditional public forum," i.e.,
strict scrutiny.
Id. at 964-965 (citing International Soc'y for
Krishna Consciousness
v. Lee, 505 U.S. 672,
678 (1992)).
The designated
public forum has been the source of much confusion.
As this
court has put it, with considerable understatement,
"The contours of the
terms `designated public forum' and `limited
public forum' have not always
been clear." DiLoreto, 196 F.3d at 965 n. 4.
Some courts and commentators
refer to a "designated public forum "as a "limited
public forum"
and use the terms interchangeably. But they
are not the same, at least
not in this circuit.
Rather, a limited public forum is a sub-category
of a designated public forum that "refer[s]
to a type of nonpublic
forum that the government has intentionally
opened to certain groups
or to certain Topics." Id. at 965.
"In a limited
public forum, restrictions that are
viewpoint neutral and reasonable in light of
the purpose served by the
forum are permissible." Id. (citing Rosenberger
v. Rector & Visitors of
the Univ. of Virginia, 515 U.S. 819,
829 (1995); Lamb's Chapel v. Center
Moriches Union Free Sch., 508 U.S. 384,
392-93 (1993)).
In other
words, the fact that the government has opened
a nonpublic forum
to expressive activity does not determine whether
we must apply strict
scrutiny or the lower reasonableness standard.
Rather, we must examine
the terms on which the forum operates to determine
whether it is a
designated public forum or a limited public
forum. If a forum is a "designated
public forum," we apply strict scrutiny. But
if it is merely a
"limited public forum," then we apply the reasonableness
test. See DiLoreto,
196 F.3d at 965 ("[F]irst we must determine
whether the fence was
a designated public forum subject to heightened
scrutiny or a limited public
forum subject to a reasonableness standard.").
2. Designated
Public Forum Versus Limited Public Forum
Here, then,
our initial task is to determine whether the
Pasco City Hall
Gallery constituted a designated public forum
or a limited public forum.
If we classify the Gallery as a designated public
forum, we must decide
whether the city's decision to exclude plaintiffs'
works was justified
by a compelling interest. If, on the other hand,
we determine that
the Gallery is a limited public forum, we need
only decide whether the
exclusion was reasonable and viewpoint-neutral.
As the Supreme
Court observed in Cornelius, government intent
is the essential
question in determining whether a designated
public forum has been
established:
The government
does not create a public forum by
inaction or by permitting limited discourse,
but only
by intentionally opening a nontraditional public
forum for
public discourse. Accordingly, the Court
has looked
to the policy and practice of the government
to ascertain
whether it intended to designate a
place not traditionally open to assembly and
debate
as a public forum. The Court has also examined
the
nature of the property and its compatibility
with
expressive activity to discern the government's
intent.
473 U.S.
at 802, 105 S.Ct. 3439 (emphasis added) (citing
Perry, 460 U.S. at
46, 103 S.Ct. 948).
The "policy"
and "practice" inquiries are intimately linked
in the sense
that an abstract policy statement purporting
to restrict access to a
forum is not enough. What matters is what the
government actually does —
specifically, whether it consistently enforces
the restrictions on
use of the forum that it adopted. Thus in Cornelius,
where the Court held
that a federal fundraising drive was not a designated
public forum, the
Court emphasized both the existence of a policy
and its consistent application:
The Government's
consistent policy has been to limit
participation in the [fundraising drive] to
"appropriate"
voluntary agencies and to require
agencies seeking admission to obtain permission
from
federal and local Campaign officials. Although
the
record does not show how
many organizations have been
denied permission throughout the 24-year history
of
the [fundraising drive], there is no evidence
suggesting
that the granting of the requisite
permission is merely ministerial. The Civil
Service
Commission . . . developed extensive admission
criteria
to limit access to the Campaign to those
organizations
considered appropriate. Such selective
access, unsupported
by evidence of a purposeful
designation for public use, does not create
a public
forum.
473 U.S.
at 804-05 (citations omitted); see also Perry,
460 U.S. at 47 (no
designated public forum in a public school's
internal mail system where
the regular practice was to require permission
from the individual school
principal before access to the system was granted,
and where permission
had not been granted "as a matter of course
to all who [sought] to
distribute material"); Lehman v. City of Shaker
Heights, 418 U.S. 298,
302-304 (1974)
(no designated public forum in advertising space
on city buses
where a city management contract required control
over subject matter
of displays, and such control was consistently
exercised for more than
twenty-five years); Children of the Rosary v.
City of Phoenix, 154 F.3d 972,
976 (9th Cir. 1998) ("[A] review of the city's
standards and
practices indicates that the city has not opened
a public forum [for ads
on its bus panels]. The city has consistently
restricted political and
religious advertising"; upholding the exclusion
of a religious anti-abortion
ad), cert. denied, 526 U.S. 1131 (1999).
Thus, consistency
in application is the hallmark of any policy
designed to
preserve the non-public status of a forum. A
policy purporting to keep a
forum closed (or open to expression only on
certain subjects) is no policy
at all for purposes of public forum analysis
if, in practice, it is not
enforced or if exceptions are haphazardly permitted.
See Grace Bible Fellowship,
Inc. v. Maine Sch. Admin. Dist. No. 5, 941
F.2d 45, 47
(1st Cir.
1991) (in public forum analysis, "actual practice
speaks louder than words").
Christ's
Bride Ministries, Inc. v. SEPTA, 148
F.3d 242 (3d
Cir. 1998), cert.
denied, 525 U.S. 1068 (1999), is especially
instructive in this regard.
There, the Third Circuit considered a regional
transit authority's
decision to remove a poster ad stating that
"Women Who Choose Abortion
Suffer More & Deadlier Breast Cancer." Id.,
148 F.3d at 244. The ad
was removed when the transit authority received
a letter in which the Assistant
Secretary of Health in the United States Department
of Health and
Human Services stated that the ad was misleading
and did not accurately
reflect the weight of scientific evidence. See
id. at 245. The contract
for the ad provided that the transit authority
reserved the right
to remove any ads it deemed "objectionable."
Id. at 250-51. The court
nevertheless rejected the transit authority's
argument that,"because
it retained the sole discretion to reject or
to remove any advertisement
that it deems objectionable, it did not create
a public forum
of any sort" in transit system advertising space.
Id. at 251.
The court
reached this conclusion after a careful review
of the transit authority's
past practice with respect to advertising,
noting that
it had accepted
"a broad range of advertisements for display,"
ranging from religious
and political messages to explicit ads regarding
safe sex, abstinence,
and AIDS. Id. The transit authority had even
allowed two ads favoring
abortion rights. Id. at 251-52. On only three
prior occasions had
the transit authority requested advertisers
to modify their ads. Id. at
252. At least in part because of the transit
authority's "practice of permitting
virtually unlimited access to the forum," the
court held that the
ad space qualified as a designated public forum.
Id. Indeed, the court
held that the transit authority's long practice
of allowing ads on controversial
subjects "as a `matter of course,'" id. at 254,
trumped the general
rule that no public forum is created when the
government requires speakers
to obtain permission before engaging in expressive
activity in the
forum. Id. at 252-55.
The Christ's
Bride court followed a Seventh Circuit decision
reaching a similar
conclusion with respect to advertising space
managed by Chicago's transit
authority. In Planned Parenthood Ass'n v. Chicago
Transit Auth., 767 F.2d 1225
(7th Cir. 1985), the transit authority refused
to lease ad space
to Planned Parenthood for abortion-related displays.
Other than a "general
contractual directive . . . to refuse vulgar,
immoral, or disreputable
advertising," the court found that the transit
authority maintained
no policy or system of control over the ads
it accepted and that
it "ha[d] allowed its advertising space to be
used for a wide variety
of commercial, public-service, public-issue,
and political ads." 767
F.2d at 1232-33. Under these circumstances,
the court held that the advertising
space was a designated public forum. Other courts
have held likewise.
See, e.g., United Food & Commercial Workers
Union Local 1099 v.
Southwest Ohio Reg'l Transit Auth., 163
F.3d 341,
353 (6th Cir. 1998) (following
Christ's Bride and noting that "[w]e . . . must
closely examine
whether in practice [the transit authority]
has consistently enforced
its written policy in order to satisfy ourselves
that [its] stated
policy represents its actual policy"); Air Line
Pilots Ass'n Int'l v.
Dept. of Aviation, 45 F.3d 1144,
1153 (7th Cir. 1995) ("The government
may not `create'
a policy to implement its newly discovered desire
to suppress
a particular message. Neither may the government
invoke an otherwise
unenforced policy to justify that suppression.
Therefore, the government's
stated policy, without more, is not dispositive
with respect to
the government's intent in a given forum.")
(emphasis added) (citations
omitted).
Courts have
also been reluctant to accept policies based
on subjective or
overly general criteria. "`[S]tandards for inclusion
and exclusion' in a
limited public forum `must be unambiguous and
definite' if the `concept of
a designated public forum is to retain any vitality
whatever.'" Christ's
Bride, 148 F.3d at 251 (quoting Gregoire v.
Centennial Sch. Distr.,
907 F.2d 1366,
1375 (3d Cir. 1990). Absent objective standards,
government
officials may use their discretion to interpret
the policy as a
pretext for censorship. See Board of Educ. v.
Mergens, 496 U.S. 226,
244-45 (1990)
(generalized definition of permissible content
poses risk of
arbitrary application); Putnam Pit, Inc. v.
City of Cookeville, 221 F.3d 834,
845-46 (6th Cir. 2000) ("broad discretion [given]
to city officials
[raises] possibility of discriminatory application
of the policy
based on viewpoint"); Cinevision Corp. v. City
of Burbank, 745 F.2d at
560 (9th Cir. 1984) (vague standard has "potential
for abuse"); Gregoire,
907 F.2d at 1374-75 ("virtually unlimited discretion"
granted to
city officials raises danger of arbitrary application);
see also City of
Lakewood v. Plain Dealer Publ. Co., 486
U.S. 750,
758-59 (1988) (absence
of express standards in licensing context raises
dual threat of biased
administration of policy and self-censorship
by licensees). Therefore,
"the more subjective the standard used, the
more likely that the
category will not meet the requirements of the
first amendment."
Cinevision,
745 F.2d at 575; see also Christ's Bride, 148
F.3d at 251 (suppression
of speech under defective standard requires
closer scrutiny).
In addition
to these factors, courts examine the selectivity
with which the
forum was open to particular forms of expression.
In general, the more
restrictive the criteria for admission and the
more administrative control
over access, the less likely a forum will be
deemed public. See Arkansas
Educ. Television Comm'n v. Forbes, 523
U.S. 666,
679 (1998) (distinguishing
the government's decision to "make[] its property
generally
available to a certain class of speakers[from
a situation] when it
does no more than reserve eligibility for access
to the forum to a particular
class of speakers, whose members must then,
as individuals, `obtain
permission' to use it") (internal quotations
and citation omitted);
Cinevision Corp. v. City of Burbank, 745
F.2d 560,
570 (9th Cir.
1984) ("[B]y granting [a private promoter] access
to the[municipal amphitheater]
for the presentation of music by a variety of
performers, the
City transformed publicly owned property into
a public forum for expressive
activity, even if the expressive activity is
promoted by a single
entity.").
Finally,
courts consider whether the expressive activity
is consistent with
the principal function of the forum. Cornelius,
473 U.S. at 804. This
inquiry focuses on the specific space to which
the would-be speaker seeks
access, but should also take into account the
context of the property
as a whole. DiLoreto, 196 F.3d at 968.
It is undisputed
that Pasco opened its display space to expressive
activity by
retaining the Arts Council to manage a gallery
with exhibitions
by local artists. This evinces an intent to
create a designated
public forum. Pasco argues, however, that its
stated policy —
memorialized in the agreement with the Arts
Council demonstrates
that it did not intend to establish a public
forum, but only to
display noncontroversial art. Put otherwise,
the city contends that it opened
only a limited (rather than a designated) public
forum. This argument
is unpersuasive.
The city's
so-called policy of non-controversy became no
policy at all because
it was not consistently enforced and because
it lacked any definite
standards. Prior to the exclusion of the works
at issue here, the
city neither pre-screened submitted works, nor
exercised its asserted right
to exclude works. Indeed, controversial artwork
was exhibited despite
complaints from citizens and employees. Given
the undisputed facts
in the record concerning the selection and screening
process for art
to be displayed at City Hall (or, rather, the
lack thereof), we conclude
that the city retained no substantive control
over the content of
the arts program. Both Luhrs and Crutchfield
testified that they left content
screening to the Arts Council, and Luhrs' letter
to Gurth confirms
that he expected her to ensure the propriety
of the exhibits. The
record is clear that the Arts Council itself
undertook no screening and,
that it affirmatively solicited the purportedly
controversial works at
issue here. Combined with the fact that the
city established no specific
criteria for exclusion of art from the program,
we are bound to conclude
that the city opened its halls to expressive
activity and thereby
created a designated public forum in the art
gallery. Because the city's
decision to exclude the works by Hooper and
Rupp was unjustified by
any compelling state interest (a subject discussed
more fully at section
III(a)(3) infra), we conclude that the district
court erred in granting
summary judgment to Pasco.
Turning to
the artists' cross-motion for partial summary
judgment, we are
obliged to view the evidence in the light most
favorable to the city.
We must therefore assume that, as a matter of
policy, Pasco expressly
retained a "final say," or discretion to exclude
"controversial"
works, and that,
at least at the outset, Crutchfield and
Luhrs intended
the exhibit to be limited to uncontroversial
works (whatever
that may mean). Pasco argues that this proves
that it did not intend
to create a public forum, or alternatively,
that any forum created was
expressly limited to uncontroversial art.
Under the authorities discussed
above, however, Pasco cannot hide behind its
"policy" if that policy
is inconsistent with the city's actual practice.
Under the facts presented,
we find inconsistency as a matter of law.
Certain
facts are undisputed. First, the city concedes
that it exerted little
or no substantive control over the selection
and content of the art
work displayed at City Hall. The arts program
was open to art work of any
form, and there was no prescreening of exhibits
prior to Hopper's submission.
Therefore, the basic structure of Pasco's arts
program suggests
an intent to permit unrestricted expression.
Second, despite its stated
policy of avoiding "controversial art," Pasco
never established criteria
by which to assess whether or not a work would
fall within the policy.
Instead, application of the policy was left
entirely to the discretion
of city administrators.
The potential
for abuse of such unbounded discretion is heightened
by the
inherently subjective nature of the standard
itself.
A ban on "controversial
art" may all too easily lend itself to viewpoint
discrimination,
a practice forbidden even in limited public
fora. See
Cohen v. California, 403 U.S. 15,
25 (1971) (describing the inability of
government officials to make principled distinctions
on matters of taste
and warning that censorship on this basis offers
"a convenient guise
for banning the expression of unpopular views");
Hustler Magazine, Inc.
v. Falwell, 485 U.S. 46,
55 (1988) (permitting civil liability for
"outrageous"
social commentary invites viewpoint discrimination);
see also
Federal Communications Corp. v. Pacifica Foundation,
438 U.S. 726,
745-46 (1978)
("[T]he fact that society may find speech offensive
is not a
sufficient reason for suppressing it . . . .
government must remain neutral
in the marketplace of ideas."). Not only was
Pasco's policy intrinsically
flawed, its enforcement of the policy was,
in practice,
contingent
upon the subjective reaction of viewers of the
artwork, as perceived
by the city management.
Such "censorship by public opinion"
only adds to the risk of constitutional impropriety.
Cf. Texas v.
Johnson, 491 U.S. 397,
408-409 (1989) (invalidating ban on flag-burning
where offense hinges on audience reaction).
This is not
to say that community standards of decency have
no place in the
regulation of government property; our cases
merely insist that such standards
be reduced to objective criteria set out in
advance. In the absence
of such guideposts, we must scrutinize Pasco's
actual practice all
the more closely for apparent inconsistency
or abuse in enforcing the policy.
A review
of the art work displayed during Pasco's shortlived
series of exhibits
demonstrates that the concerns articulated in
the preceding paragraphs
are by no means hypothetical. It is undisputed
that works involving
nudity were displayed in earlier exhibitions
without apparent negative
comment. Pasco's post-hoc distinction between
the "abstracted" depictions
of nudity in these works and the perceived "sexual"
nature of Hopper
and Rupp's submissions does not erase the suspicion
that a double-standard
might have been applied. Cf. Lakewood, 486 U.S.
at 758 (discussing
the potential for administrators to concoct
post-hoc rationalizations
for inconsistent treatment in the absence of
substantive standards).
Such suspicion
is brought into sharp relief by the city's handling
of the
"Starving Man" sculpture. It is undisputed that
this work actually did
generate negative feedback and, thus, would
appear to fall, at least prima
facie, within the terms of the prohibition on
"controversial" art work.
Both the city and dissent cite testimony that
the controversy surrounding
the "Starving Man" sculpture never rose to the
level created by
the work of Hopper and Rupp and thus cannot
be taken as evidence of any
genuine inconsistency in Pasco's enforcement
of its policy. Given the posture
of summary judgment, we must accept such testimony
unchallenged. Even
so, Pasco has failed to articulate any basis
to validate its asserted
distinction in the degree of "controversialness"
separating the respective
art work other than the entirely subjective
and ad hoc reactions
of the limited subset of viewers whose opinions
came to the attention
of city administrators. To remand for trial
of this issue under such
a standard would only yield a verdict as arbitrary
as the standard itself.
Moreover, to sanction the suppression of speech
on this basis would
be to abdicate meaningful judicial review. See
id. (without express standards,
"the use of shifting or illegitimate criteria
are far too easy.").
Having effectively
opened its doors to all comers, subject only
a standardless
standard, Pasco has failed to exercise the clear
and consistent
control over the exhibits in city hall that
our cases require to
maintain a limited public forum. Its stated
policy is belied by "objective
indicia" of a contrary intent. Paulsen v. County
of Nassau, 925 F.2d 65,
70 (2d Cir. 1991).
Other factors
considered by courts in designated public forum
analysis also
favor the artists here. Unlike cases involving
commercial speech, the
purpose of the exhibitions here was purely aesthetic
and expressive —
the city hoped to promote and display the work
of local artists as
a means of beautifying the new city hall. Moreover,
the nature of the property
is consistent with the expressive activity at
issue here. The city
created the exhibition program and invited the
participation of local
artists because it hoped to increase the aesthetic
appeal of the new
city hall by adding art. Although there is some
evidence that unrestricted
artist expression could be deemed inappropriate
for certain users
of city hall, the dissent concedes that "there
is no evidence that the
displays, even if controversial, would have
directly affected the running
of the city government." Nor is this a case
involving advertising or
commercial speech, where the government is engaged
in commerce and where
allowing certain expressive activity might harm
advertising sales or
tarnish business reputation. See Lehman, 418
U.S. at 303-04; Children of
the Rosary, 154 F.3d at 977-78.
For these
reasons, with respect to the artists' motion
for cross summary
judgment, we hold that the city created a public
forum, specifically
a designated public forum, in the art displays.
3. Strict
Scrutiny
Having determined
that the city created a designated public forum,
we now
consider whether the city's reasons for excluding
the artists' work can
survive strict scrutiny. See Perry, 460 U.S.
at 45-46 (In a public forum,
"the rights of the State to limit expressive
activity are sharply circumscribed.
. . . For the State to enforce a content-based
exclusion it
must show that its regulation is necessary to
serve a compelling state interest
and that it is narrowly drawn to achieve that
end.") (citation omitted);
DiLoreto, 196 F.3d at 964-65. The city insists
that the works by
Hopper and Rupp "were simply the right thing
in the wrong place." (quoting
Justice Sutherland in Euclid v. Ambler Realty
Co., 272 U.S. 365,
388 (1926),
for the proposition that "[a] nuisance may be
merely the right
thing in the wrong place, like a pig in the
parlor instead of the barnyard").
What made the City Hall Gallery the wrong place,
the city contends,
is the presence of employees, children, and
citizens seeking to conduct
their business with the city — and, of
course, the city's content-based
conclusion that plaintiffs' works were political,
sexual, and
controversial. The city steadfastly maintains
that its exclusion of plaintiffs'
works was not "censorship" since Hopper and
Rupp "have been free
to show their art throughout the City, other
than [at] city hall." The
art, in Pasco's view, was merely ejected from
the parlor, not thrown off
the farm. But relegating the art to the barnyard
does not pass First Amendment
scrutiny.
We do not
endorse Pasco's cramped view of what constitutes
censorship, and
we find none of the city's reasons for excluding
the art work compelling.
Although children may pass through the hallways
of the building,
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