NELSON
v. STREETER, 16
F.3d 145 (7th Cir. 1994)
DAVID
K. NELSON, JR., PLAINTIFF-APPELLEE, v. ALLAN STREETER, DOROTHY
TILLMAN,
AND BOBBY L. RUSH, DEFENDANTS-APPELLANTS.
Nos.
92-2991, 92-3177.
United
States Court of Appeals, Seventh Circuit.
Argued
January 10, 1994.
Decided
February 1, 1994.
Marc Beem,
Barry A. Miller, Diane F. Klotnia, Miller, Shakman,
Hamilton,
Kurtzon & Schlifke, Harvey M. Grossman (argued),
Jane M.
Whicher, Alan K. Chen, Roger Baldwin Foundation
of ACLU, Inc., Diane
C. Geraghty, Loyola University School of Law,
Chicago, IL, for
David K. Nelson.
James P.
Chapman (argued), Chapman & Associates,
Lewis Myers, Jr.,
Chicago, IL, for Allan Streeter and Dorothy
Tillman.
Lawrence
E. Rosenthal, Office of the Corp. Counsel, Mardell
Nereim, Benna
R. Solomon, Susan S. Sher, Office of the Corp.
Counsel, Appeals
Div., Chicago, IL, for City of Chicago, amicus
curiae.
Appeal from
the United States District Court for the Northern
District of
Illinois.
Before POSNER,
Chief Judge, and EASTERBROOK and KANNE, Circuit
Judges.
POSNER, Chief
Judge.
[1] Harold
Washington, Chicago's first black mayor, died
suddenly of
a heart attack in November 1987, shortly after
being reelected.
He had become a revered figure to the black
community of
Chicago — so much so that shortly after
his death a poster went
on sale in which a smiling Harold Washington
is shown in the company
of Jesus Christ floating above the Chicago skyline;
the poster
is captioned "Worry Ye Not." David Nelson, a
student at the
School of the Art Institute of Chicago, did
not think Washington
deserving of deification, and so for his entry
in the school's
annual fellowship competition Nelson submitted
a painting
intended (he claims) to portray Washington in
a more human
light. The painting, entitled "Mirth and Girth"
and based on
a rumor that doctors at the hospital to which
Washington had been
brought when he suffered his fatal heart attack
had discovered
that underneath his suit he was wearing female
underwear,
is a full-length frontal portrait of a portly
grim-faced
Harold Washington clad in a white bra and G-string,
garter belt,
and stockings.
[2] Nelson's
painting, together with the submissions of the
other students,
was placed on exhibition on May 11, 1988. The
exhibition
was open to students, faculty, and invited guests,
but not
to the public at large. The students' works
were to be judged by
four experts. The winners would receive cash
prizes, and their winning
works would be exhibited at a public exhibition.
"Mirth and
Girth," however, was destined not to be judged
— not in the expected
fashion, at any rate. As soon as the exhibition
of student
work opened and visitors saw Nelson's painting,
it became the
focus of outraged attention. A security guard
was quickly posted
in front of it to protect it from an angry crowd
of students.
The school began receiving enraged phone calls.
School officials
asked Nelson to remove the painting. He refused.
[3] Word of
the painting came to the Chicago City Council,
which was
in session. Alderman Bobby Rush prepared a resolution,
which was
signed by, among others, Aldermen Allan Streeter
and Dorothy Tillman,
threatening to cut off the City's contribution
to the Art
Institute unless the Institute apologized for
displaying "Mirth
and Girth." The resolution passed, together
with another resolution,
which requested the Art Institute to remove
the painting
immediately.
[4] The aldermen
(one of whom has since become a Congressman)
whom we
have named are three of the defendants in this
suit, and are the
appellants in this appeal. But they were not
the first aldermen
to arrive at the scene. Aldermen Henry and Jones
arrived first.
Henry brandished a gun, and Jones removed the
painting from
the wall and placed it on the floor, facing
the wall. They left,
and a student rehung the painting. Then the
defendants arrived.
They took the painting down and tried to carry
it out of the
school, but were stopped by a school official,
then diverted (carrying
the painting) to the office of the president
of the School
of the Art Institute, Anthony Jones. When the
painting arrived
in Jones's office, it had a one-foot gash, but
it is not known
precisely when, or by whom, the gash had been
inflicted. The
alderman told Jones that they were there to
carry out the City
Council's resolution to remove the painting
from the Art Institute.
The aldermen wrapped the painting in brown paper
to prevent
anyone from seeing it. According to one witness,
Alderman Tillman
threatened to burn the painting right there
in President Jones's
office but was dissuaded by a police lieutenant
who was present,
Raymond Patterson. Another alderman (not one
of the defendants)
called Chicago Police Superintendent Leroy Martin,
a defendant
but not an appellant. Martin telephoned Patterson
in President
Jones's office and ordered him to take the painting
into police
custody. A police sergeant, accompanied by the
three defendant
aldermen, carried the wrapped painting to a
police car. The
scene was televised, and broadcast widely, confirming,
if confirmation
was needed, that Chicago had replaced Boston
as the censorship
capital of the United States. Terminiello
v. City of Chicago,
337 U.S. 1,
69 S.Ct. 894, 93 L.Ed. 1131 (1949); Gregory
v. City of Chicago,
394 U.S. 111,
89 S.Ct. 946, 22 L.Ed.2d
134 (1969); Police
Dept. v. Mosley,
408 U.S. 92,
92 S.Ct.
2286, 33 L.Ed.2d 212 (1972); Carey
v. Brown,
447 U.S. 455,
100 S.Ct.
2286, 65 L.Ed.2d 263 (1980); Collin
v. Smith, 578 F.2d 1197
(7th Cir. 1978); Sefick
v. City of Chicago,
485 F.
Supp. 644 (N.D.Ill. 1979); Friedrich
v. City of Chicago,
619 F.
Supp. 1129 (N.D.Ill. 1985); American
Civil Liberties Union v. City
of Chicago,
3 Ill.2d 334,
121 N.E.2d 585
(1954); Steven C. Dubin,
Arresting
Images: Impolitic Art and Uncivil Actions
chs. 2,
5 and pp. 47, 50, 64, 90, 93, 127, 165-66, 192-93,
222-23 (1992).
[5] "Mirth
and Girth" was kept in custody until the evening
of the following
day, when it was released (we assume on its
own recognizance)
to David Nelson. The painting has not been
repaired,
exhibited, or sold. It is an exhibit in this
suit, and Nelson's
counsel has physical custody of it. During the
set-to in the
president's office Jones had signed a statement
promising that
if the painting was returned it would not be
"displayed or shown
in any way without a meeting and resolution
of the Board of Trustees
and members of the City Council." Later the
president of the
Art Institute's board, Marshall Field, issued
a public apology
in which he promised that the painting would
not be returned
to public display.
[6] Nelson
filed this civil rights damages suit in 1988,
shortly after
the incident. The suit, based on 42 U.S.C.
§ 1983,
charges that
the defendants, acting under color of state
law, deprived Nelson
of rights secured to him by the First and Fourth
Amendments,
made applicable to state and local government
by interpretation
of the Fourteenth Amendment. Although the bizarre
facts and
the prominence of the defendants have attracted
public attention
to the case, it is straightforward from a legal
standpoint
and we are distressed by its protraction. We
are being asked
to resolve the threshold issue of immunity in
a case that is
five years old.
[7] The appeals
are from the district judge's rejection of the
defense of
official immunity. A public official is not
answerable in
damages for a violation of the Constitution
unless, at the time
he acted, the law was clear that what he was
doing really did
violate the Constitution. Harlow
v. Fitzgerald,
457 U.S. 800,
102 S.Ct.
2727, 73 L.Ed.2d 396 (1982); Anderson
v. Creighton,
483 U.S. 635,
107 S.Ct. 3034, 97 L.Ed.2d 523 (1987).
In other words,
he is not chargeable with predicting expansions
in constitutional
liability. So we must ask whether in 1988 the
law was clear
that local government officials may not go onto
private property
without invitation (the aldermen had not been
invited to
the exhibition of student work), seize a painting
that they
do not like because it vilifies a public official
with whom they
had been associated, and wrap it in brown paper
and remove it
so that no one can see it. To ask the question
is pretty much to
answer it. As Chief Justice Warren said in another
case involving
an effort to suppress public criticism of a
mayor of Chicago,
"This is a simple case." Gregory
v. City of Chicago, supra,
394 U.S. at 111, 89 S.Ct. at 946.
[8] If the
City owned the Art Institute, it would have
some power how
much we need not decide — to regulate
offensive displays. Piarowski
v. Illinois Community College Dist. 515,
759 F.2d 625 (7th
Cir. 1985); Close
v. Lederle,
424 F.2d 988
(1st Cir. 970).
The City
does not own the Art Institute, and its officials
have no
more right to enter it uninvited and take the
art off its walls
than they would have to enter a private home
and take "offensive"
art off its walls. Cf. Spence
v. Washington, 418 U.S. 405,
94 S.Ct. 2727, 41 L.Ed.2d 842 (1974) (per curiam).
It has
been clear since long before 1988 that government
officials are
not permitted to burn books that offend them.
and we do not see
any difference between burning an offensive
look and burning an
offensive painting. Since Hogarth, and indeed
since long before,
the visual arts have been a medium of political
and social
commentary. David Nelson had as much right to
paint Mayor Washington
in women's underwear as Thomas Nast had to caricature
Boss Tweed.
Hustler
Magazine, Inc. v. Falwell,
485 U.S. 46,
108 S.Ct.
876, 99 L.Ed.2d 41 (1988), eliminates any possible
doubt on that
score, and it was decided two and a half months
before the seizure
of Nelson's painting.
[9] We do
not understand the aldermen's counsel to disagree.
They do
not argue that a city with a black mayor and
a large black population
is entitled to a dispensation from the restraints
that constitutional
and civil rights law places on public officials,
merely because
blacks are a minority of the national population
and have long
been victims of racial discrimination. Even
the most
extreme advocates of "hate speech" codes, designed
to shield groups
perceived as vulnerable from offensive, hurtful,
and wounding
speech, do not argue that a public official
should be immune
from offensive, hurtful, and wounding criticism
merely because
he is a member of a minority group. "Transvestite"
is not a
racial epithet. While Alderman Rush testified
that Nelson's painting
was one more effort to depict the black male
as "impotent,"
many is the white official who has been vilified
for his
sexual activities or preferences, real or conjectured.
The appellants'
counsel make two different points. The first
is that when
they took down the painting the aldermen were
acting as private
citizens — as personal friends, and admirers
of the late Mayor
Washington — rather than as government
officials, much as President
Truman was acting as a private citizen rather
than as President
of the United States when he lashed out at critics
of his
daughter Margaret's singing. Whatever the merit
of this argument
(the aldermen were permitted to remove a work
of art from
its place of exhibition in the Art Institute
— would a private
person have been permitted to do so, or would
be have been
arrested on the spot?), it is not properly before
us. It does
not bear on the defense of immunity. In fact
it contradicts it.
If the defendants were not acting under color
of state law, that
is, as officials, they are not entitled to official
immunity.
Official immunity is for officials. President
Truman could
not have pleaded official immunity if a music
critic had sued
him for intentional infliction of emotional
distress.
[10] The aldermen's
second argument is that they took down the
painting in
order to save it from destruction at the hands
of a mob,
or alternatively to spare Chicago the devastating
riots that the
continued exhibition of the painting might have
sparked, and that
it was unclear in 1988 and it is unclear today
that the temporary
removal of a painting, so motivated, deprives
the artist
of his constitutional rights. This argument
is germane to the
aldermen's defense of immunity, but it is based
on an interpretation
of the facts that we are not authorized to accept
at this stage
in the litigation. An official is entitled to
immunity only
if the uncontested or uncontestable facts reveal
that his acts
did not invade the plaintiff's clearly established
constitutional
rights. At least this is so where, as in this
case, the
defense is raised by motion for summary judgment.
The motion
can be granted only if there is no genuine issue
of material
fact bearing on the entitlement to immunity.
Marshall
v.
Allen,
984 F.2d 787,
793 (7th Cir. 1993); Apostol
v. Landau, 957 F.2d 339,
342 (7th Cir. 1992); Elliott
v. Thomas,
937 F.2d 338,
342 (7th Cir.
1991). It is unresolved whether the official
can ask the
district judge to find the facts, if they are
contested,
rather than letting the factual issues that
bear on immunity
be resolved by the jury (if there is a jury)
along with the
merits. Jones
v. City of Chicago,
856 F.2d 985,
994-95 (7th Cir.
1988); Mahoney
v. Kesery,
976 F.2d 1054,
1058 (7th Cir.
1992). The question has not been raised in this
case, so we leave
it for another day.
[11] The aldermen's
version of the facts is not only contestable
and contested,
but unsupported. This is clearest with respect
to the first
branch of the "angry mob" defense, the branch
in which the aldermen
cast themselves as First Amendment Good Samaritans.
Alderman Tillman
testified at her deposition that she did not
want the painting
hung in any
public place and that if it were rehung
she would attempt once again to remove it. She
wanted to burn
the painting, not to protect it from an angry
mob. And there was
no mob. There were angry people at the Art Institute
— not least
the aldermen, who should have been setting an
example of cool
self-restraint rather than threatening to seize
and destroy private
property. But the police, though there were
only a handful
of them, had the situation well in hand. Cox
v. Louisiana,
379 U.S. 536,
550, 85 S.Ct. 453, 462, 13 L.Ed.2d 471
(1965); Edwards
v. South Carolina,
372 U.S. 229,
232-33, 236, 83
S.Ct. 680, 682, 683-84, 9 L.Ed.2d 697 (1963).
[12] The second
branch of the argument — that but for
the aldermen's timely
intervention, "Mirth and Girth" might have sparked
a riot to
match that touched off by the assassination
of Dr. Martin Luther
King, Jr. in 1968 — also depends on contested
facts. The suggestion
that Chicago's black community was tinder in
May 1988 because
Mayor Sawyer (Washington's successor, also black)
had just
fired Steve Cokeley, who, we are told in the
aldermen's opening
brief, "was perceived by many to have been fired
. . . because
he chose to speak out (exercising his First
Amendment rights)
against what he alleged was a Jewish conspiracy
among doctors
at Cook County," is a conjecture far too weakly
anchored in
the record to have the status of uncontestable
fact. And the aldermen
cannot be permitted to defend their actions
by reference to
such unrest within the black community as their
own lawless, provocative,
and publicity-mongering actions may have stirred
up.
[13] Yet Chicago
is no stranger to urban riots, and the possibility
that the aldermen's
intervention averted a riot, although remote,
cannot be
discounted entirely, at least on the basis of
the record
compiled in the summary judgment proceedings.
In appraising
the legal significance in 1988 of this possibility
—a slight
possibility that a public exhibition of a work
of art might
cause a riot — we ought first to distinguish
between a situation
in which a speaker, writer, or artist intends
to incite a
riot and a situation in which a riot erupts
because his message is
offensive or unpopular. The First Amendment
does not protect a speaker
who eggs his audience on to commit a violent
act, whether against
himself or against others, Brandenburg
v. Ohio, 395 U.S. 444,
447, 89 S.Ct. 1827, 1829, 23 L.Ed.2d 430 (1969)
(per curiam);
Feiner
v. New York,
340 U.S. 315,
320-21, 71 S.Ct. 303,
306-07, 95 L.Ed. 295 (1951); Chaplinsky
v. New Hampshire, 315 U.S. 568,
572, 62 S.Ct. 766, 769, 86 L.Ed. 1031 (1942)
though even
in that case, provided the speech or other work
has some
expressive content, proof may be required that
the danger of violence
was more than theoretical, was, in Holmes's
famous formula,
"clear and present." Brandenburg
v. Ohio, supra,
395 U.S.
at 447, 89 S.Ct. at 1829 (1969); Feiner
v. New York, supra,
340 U.S. at 320, 71 S.Ct. at 306. There is no
evidence that
in creating and exhibiting "Mirth and Girth"
as his entry in an
art students' competition Nelson intended to
provoke a riot or that
the danger of a riot was great.
[14] In the
second situation, the artist's intentions are
innocent, at
least innocent of any desire to cause a riot,
but his work so inflames
the community as to cause a riot in which people
are killed
and injured. First Amendment rights are not
subject to the heckler's
veto. Cox
v. Louisiana, supra,
379 U.S. at 551, 85 S.Ct.
at 462-63. The rioters are the culpable parties,
not the artist
whose work unintentionally provoked them to
violence. Even if
DeShaney
v. Winnebago County Dept. of Social Services,
489 U.S. 189,
109 S.Ct. 998, 103 L.Ed.2d 249 (1989), which
holds that the
Constitution does not create a right to be protected
against private
violence, might be thought to imply that the
police do not
have a constitutionally enforceable duty to
protect an artist and
the populace from a mob, there is nothing in
that decision to suggest
that police and other public officials can seek
to protect
the populace at the expense of the artist, by
"arresting" the
offensive painting rather than the violent rioters.
[15] The appellants
argue that the "heckler's veto" cases involve
situations
in which the threat of mob violence was latent,
and here,
they say, the mob was already forming, milling
about inside and
outside the Art Institute. That is not a correct
description either
of the previous cases or of this case. Terminiello
was a case
of actual violence, 337 U.S. at 14-16, 69 S.Ct.
at 900-02 (Jackson,
J., dissenting), while this is a case —
construing the facts,
as we must, as far against the appellants as
the record will
permit — in which the prospect of mob
violence was not only a
future prospect rather than a present reality,
but a very faint future
prospect. Burn down Chicago over a painting?
Paris maybe, but
Americans have never taken culture that
seriously.
[16] There
is a second issue of immunity. The complaint
charges that the
aldermen by seizing the painting also violated
Nelson's rights
under the Fourth Amendment, which forbids unreasonable
searches and
seizures, including seizures of personal property.
The appellants
argue that no clearly established Fourth Amendment
right of his
was violated, because the seizure was temporary
and anyway
the painting was not in his custody when it
was seized. It was
well settled, however, in 1988 that temporary
seizures are within
the scope of the Fourth Amendment, United
States v. Place,
462 U.S. 696,
103 S.Ct. 2637, 77 L.Ed.2d 110 (1983); most
police seizures
of evidence, as distinct from contraband, are
temporary.
For a seizure to be actionable all that is required
is "some
meaningful interference with an individual's
possessory interest,"
United
States v. Jacobsen,
466 U.S. 109,
113, 104 S.Ct.
1652, 1656, 80 L.Ed.2d 85 (1984), "however brief,"
id.
at 113
n. 5, 104 S.Ct. at 1656 n. 5, and there was
that here. And although
the painting was not in Nelson's custody, the
theft of a person's
property is no less a theft of his property
if the property
is taken from a warehouse where it is being
stored than if
it is taken out of his home. The painting was
Nelson's personal
property. The Art Institute was merely a bailee.
Of course
by a contract of bailment a bailor may temporarily
surrender
some of his rights over the bailed good. By
agreeing to exhibit
his painting Nelson parted temporarily with
the right to decide
who could look at it. He did not part with the
right to withhold
it from vandals. So obvious is this that we
do not think the
absence of case law can establish a defense
of immunity. Anyway
it is enough to defeat the defense that the
aldermen knew that
Nelson's painting belonged to somebody
and that they were not
authorized to remove it. If police steal private
property it is
no defense to a suit by the owner that they
did not know who owned
it though they knew that somebody did —
that it had not been
abandoned. It would be a harder case if the
aldermen had removed
the painting with the consent of the Art Institute.
[17] The purpose
of the doctrine of official immunity is to protect
officials
from legal surprises. The defendants could not
have been
surprised to learn that they were not free to
take down paintings
from the walls of the Art Institute.
[18] We said
that the case has been distressingly protracted.
It is not
a complicated case, although it raises interesting
questions concerning
compensatory damages, on which see generally
Memphis
Community
School District v. Stachura,
477 U.S. 299,
306-10, 106 S.Ct.
2537, 2542-45, 91 L.Ed.2d 249 (1986); Hessel
v. O'Hearn, 977 F.2d 299,
301-02 (7th Cir. 1992). Taliferro
v. Augle, 757 F.2d 157,
161-62 (7th Cir. 1985), upheld an award of damages
for the
destruction of expressive work that had no market
value, but here
the work was damaged, detained, and removed
from a student competition,
rather than destroyed — and we do not
know whether the
defendants were responsible for the damage.
They make the interesting
argument that by their highly publicized seizure
of a painting
by an obscure are student they increased its
market value
— an argument that if accepted would allow
censors to seek restitution
from their victims. Issues of damages (punitive
as well
as compensatory, see Smith
v. Wade,
461 U.S. 30,
103 S.Ct. 1625,
75 L.Ed.2d 632 (1983); Soderbeck
v. Burnett County, 752 F.2d 285,
289-92 (7th Cir. 1985)) aside, most of the relevant
facts were
captured on videotape on May 11, 1988. If we
may judge from
the arguments on appeal, the defendants' defenses
to liability
are threadbare, whatever may be the precise
measure of damages.
[19] Nevertheless,
the district judge, after holding the motions
for summary
judgment under advisement for eight months,
referred them to
a magistrate judge, where they remained for
seven months, after
which the district judge took another four and
a half months
to rule on the magistrate judge's recommended
disposition. As
a result, more than a year and a half elapsed
before the filing
and disposition of the motions for summary judgment.
There is
no justification for such delay. It is time
that the district judge
took firm control of this case and guided it
to a swift conclusion.
The governing principles are clear, the facts
have been
explored exhaustively, and the defendants should
be aware that
efforts to mount a last-ditch, no-holds-barred
defense may simply
increase their liability for the plaintiff's
attorney's fees
under 42 U.S.C. § 1988.
[20] AFFIRMED.
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