SEFICK
v. GARDNER, (N.D.Ill. 1998)
990
F. Supp. 587
John
SEFICK, Plaintiff, v. Richard GARDNER, et al., Defendant.
No.
97 C 1539.
United
States District Court, N.D. Illinois, Eastern Division
February
12, 1998.
Edward M.
Fox, Shefler & Berger, Ltd., Chicago, IL,
for plaintiff.
Matthew D.
Tanner and Thomas P. Walsh, Assistant U.S.
Attorneys,
Chicago, IL, for defendant.
ORDER
LOZANO,
District Judge.
[fn*] Of the
N.D. of Indiana, sitting by designation.
This matter
is before the Court upon conclusion of a bench
trial. For
the reasons set forth below, the Clerk is ORDERED
TO ENTER
JUDGMENT
forthwith for Defendants and against Plaintiff,
denying Plaintiff
injunctive relief and all other relief, and
dismissing
this case with prejudice.
BACKGROUND
Plaintiff,
John Sefick, has created a sculpture of the
Honorable
Brian Barnett Duff of the Northern District
of Illinois.
Sefick would like to use the lobby of the Dirksen
Federal Building
in Chicago to display the piece. The Dirksen
Building contains
federal courts, including the courts of the
Northern District
of Illinois. Sefick is suing three present or
former administrators
of the General Services Administration
("GSA") in
their official capacities, alleging that they
violated his
First Amendment rights by denying him permission
to display his
work. The case was assigned by designation to
the undersigned,
a judge of the Northern District of Indiana,
Hammond Division.
Defendants
assert that they were entitled to reject Sefick's
sculpture
because the Dirksen Building lobby is a nonpublic
forum and
their decision was reasonable and not viewpoint
discrimination.
In addressing Defendants' summary judgment
motion, the
Court ruled that the lobby is a nonpublic forum.
However, the
issues of reasonableness and viewpoint
discrimination
were left for trial.
The parties
agreed to a bench trial. At the request of the
parties, the
trial was held in Chicago at the Dirksen Building.
Sefick seeks
only an injunction allowing him to display his
sculpture;
he does not seek damages. No one has contested
that Sefick's
sculpture constitutes expression that is generally
protected
under the First Amendment.
FINDINGS
OF FACT
Sefick is
a retired federal probation officer who worked
with the
judges of the Northern District of Illinois,
including Judge Duff.
He is also an artist who creates sculptures
that he intends to
be satirical and that feature prominent people
who are currently
in the public eye. Sefick prefers to place his
sculptures
in environments where they will have maximum
impact, and
he has placed sculptures in federal buildings
before. Sefick applied
to have these past sculptures and his current
sculpture displayed
under the federal Public Buildings Cooperative
Use Act ("Act").
Past examples
of work Sefick has placed in federal buildings
include a
piece depicting the actor Telly Savalas as a
"Toxic Avenger."
With GSA's permission, Sefick placed this piece
in the Metcalf
Federal Building, which houses EPA offices.
Also with GSA's
permission, in February 1995, Sefick placed
a previous sculpture
of Judge Duff in the Dirksen Building lobby.
That piece depicted
the judge on the bench "tongue lashing" someone.
Then, a
mannequin representing the model Cindy Crawford
entered the room
holding a briefcase and wearing a miniskirt.
An audio tape portrayed
Judge Duff as speaking rapidly. The mannequin
of Crawford
acted as if "standing her ground," with a look
of, "Who is
this guy?" (Ex. 3)
The sculpture
involved in this case consists of a life-sized
rendering
of Judge Duff sitting astride a white horse.
The horse is
not natural in appearance or proportion. It
has an elongated neck,
eyes looking upward with exaggerated whites,
legs without visible
joints, and squared-off shoulders, haunches,
and chest. Judge
Duff appears to be smiling and is holding the
reins. The piece
is eight feet tall and takes up floor space
of about five feet
by eight feet. It weighs about 400 pounds.
Sefick actually
applied twice to display two different
versions of
this sculpture in the Dirksen Building lobby.
As first
proposed in August 1996, the sculpture incorporated
a tape recording
that identified the rider of the horse as Judge
Duff and
contained a voice representing Judge Duff's
commenting on his rulings
being overturned "upstairs." Sefick applied
in writing to display
the sculpture for two weeks. Sefick believes
that whether the
sculpture could have been viewed as commenting
on the relationship
between a district judge and the court of appeals
was a matter
of interpretation. At the time of his first
application
and the second one described below, Judge Duff
was the
subject of controversy and media attention.
(The evidence at trial
did not say more about what kind of controversy
or attention.)
About two
weeks after Sefick submitted this first application,
Defendant,
Richard Gardner, sent a letter to Sefick notifying
him that
the application was denied. At the time, Gardner
was a GSA property
manager whose duties included reviewing permit
applications
under the Act for the Dirksen Building. The
denial letter
offered the following reasons:
First, as
you are aware, there is extensive
construction activity occurring in the building's
lobby area.
I do not want to cause the construction
workers or
the pedestrians in the lobby any more
unwarranted
obstructions than are necessary. All
Applications
are being critically reviewed due to
the above.
Title 5, C.F.R. Section 101-20.403(a)(3)
serves as
the basis for this denial.
The
second basis for denial of your
Application/Permit
is contained in Title 5, C.F.R.
Section
101-20.403(a)(4). I am concerned that your
art
exhibit which includes an accompanying recorded
message
of Judge Duff may be construed as an
attempt
to influence judicial proceedings in either
the
U.S. District Court or the U.S. Court of
Appeals
for the Seventh Circuit.
(Ex. 4)
At the time
of this letter, significant construction activity
was indeed
occurring in the Dirksen Building lobby. New
glass was being
installed, a two-year project that disrupted
the entire lobby.
Panes of glass twelve feet tall were being moved
around the
lobby. At different times, different areas of
the lobby would be
the focus of the construction. The workers in
the lobby numbered
ten to fifteen. Also, safety shields were placed
by the elevators
to direct persons to magnetometers.
Gardner believed
that placing Sefick's display amidst the
construction
activity would endanger the safety of construction
workers and
pedestrians in the lobby, or inconvenience the
workers and
pedestrians, or both. The "critical review"
the denial
referenced meant that Gardner paid special attention
to how
long a display would last, and whether the sponsor
of the display
was a tenant or nontenant of GSA. Gardner believed
that tenant
displays were less problematic because it was
easier to get
a tenant to move or reschedule a display on
short notice if needed
to accommodate the construction.
Regarding
influence of judicial proceedings, Gardner's
beliefs were
less concrete. When he first reviewed Sefick's
application,
he had a vague sense that the sculpture might
cause problems
in some proceeding because Judge Duff had been
the subject
of controversial media attention. So, Gardner
referred the
application to legal counsel. Counsel actually
wrote the denial
letter. Gardner reviewed the letter, found it
agreeable, and
signed it. However, Gardner himself did not
think through the "influence"
rationale in any detail.
Gardner did
not know what message the sculpture was intended
to convey.
Specifically, he did not know if the sculpture
was positive
or negative toward Judge Duff, or positive or
negative toward
the court of appeals.
Besides the
reasons in the letter he signed, Gardner also
thought the
sculpture might present a security risk in light
of the
April 1995 bombing of the Murrah Federal Building
in Oklahoma City.
However, he did not have a firm sense of just
how the sculpture
would threaten security.
Within days,
Sefick appealed Gardner's decision to Defendant,
Robert Duffer,
another GSA property manager. In his appeal
letter, Sefick
stated that he believed he could work with Gardner
to find a
suitable place in the lobby where the sculpture
would not
interfere with pedestrian traffic or the construction
workers' activities.
Sefick also stated that he did not understand
how the sculpture could be viewed as an attempt
to influence
judicial proceedings. Sefick added as follows:
"The A.C.L.U.
has had contact with Paul Maxse, Esq., Office
of Regional
Counsel, General Services Administration on
my behalf concerning
first amement [sic] rights pertaining to these
lobbies. I
hope this deniel [sic] does not mark a turn
around on what
I believe has been an understanding." (Ex.5)
Several days
later, Duffer affirmed Gardner's denial by
letter. Duffer
stated that he had carefully reviewed Gardner's
reasons
and agreed
with them. Duffer also offered to allow Sefick
display space
in the nearby Metcalf Building, which does not
contain court
facilities. (Ex.6)
Regarding
construction, Duffer was aware of the activity
in the
Dirksen Building lobby. Regarding influence
of proceedings, Duffer
knew what the sculpture depicted and what the
tape would say.
He did not wholly understand what message the
sculpture was meant
to convey. However, he did think the tape was
derogatory toward
a presiding judge because it suggested that
the court of appeals
was overturning all of Judge Duff's rulings.
Duffer believed
the derogatory content had a chance, albeit
a remote chance,
of influencing proceedings. He thought that
a juror walking
through the building might see the sculpture
and not know who
sponsored it. He thought the sculpture thus
might influence the
juror in a negative way, especially if the juror
was serving in
a case presided over by Judge Duff.
Like Gardner,
Duffer thought the sculpture might present a
security risk,
although he did not say so in his letter. He
thought courthouses
were a major security concern. He also
thought that
all federal buildings had heightened security
concerns after
the Oklahoma City bombing. He was concerned
that Sefick's
sculpture might create a security threat by
bringing increased
public traffic to the Dirksen Building. Duffer
thought the
piece would be less of a security threat in
the nearby Metcalf
Building because it does not house courts, does
not attract
a lot of public traffic, and has good security.
Duffer also
knew that previously in the Dirksen Building,
a hostage situation
had occurred and a prisoner had been shot. Actually,
security was
Duffer's largest concern with respect to Sefick's
sculpture.
About a month
after Duffer's affirmance, Sefick wrote to
Gardner offering
to change the sculpture to overcome concerns
expressed
regarding potential influence of proceedings.
Sefick stated:
I have thought
of a way to overcome our differences
with the
Judge Duff Sculpture. Since Judge Duff has
resigned
I would change the recording to play
"Don't Cry
for me Argentina" the theme song of
Evita. I think even the powers that be would
have
to "reach" to see how this Sculpture with that
music would
influence "judicial proceedings". You
know I kind
of liked Judge Duff because he never
conformed
so I think these changes will make the
whole thing
very benign and acceptable. The
Sculpture will not even mention his name.
(Ex. 7) By
these changes, Sefick intended to lend a resignation
theme to the
piece. However, Sefick did not expressly identify
this theme
in his letter, nor does the evidence show that
he identified
it in any other way to any Defendant or GSA
official.
Gardner did
not respond to this letter, but another GSA
official sent
Sefick a letter offering him display space in
the Metcalf
Building. Sefick was reluctant to use that space
because the
Metcalf Building does not contain court facilities
and thus was
not the type of display environment he wanted.
Nonetheless, Sefick
placed his sculpture in the Metcalf Building
for the full two
weeks he had originally requested. He placed
a sign on the piece
that said, "See Art Censored by GSA"; he had
not mentioned any
such sign in his application. At one point,
building workers moved
the sculpture after giving Sefick only one day
to do so. Also,
while in the Metcalf Building the sculpture
was damaged; the
Court cannot determine from the evidence who
damaged it.
In the meantime,
Defendant, Donald Zbylut, had taken over
Gardner's
position and the responsibility for reviewing
applications
under the Act. Gardner and Zbylut had spoken
about Sefick's
sculpture. Gardner told Zbylut that he thought
Sefick would
keep trying to gain permission to display the
piece. According
to Zbylut, Gardner "probably" told him that
the courts were
opposed to the sculpture because it was an embarrassment
to Judge
Duff. Zbylut believed that Chief Judge Marvin
Aspen of the Northern
District of Illinois was concerned about displays
that could
impede judicial proceedings.
In January
1997, Zbylut replied in writing to a letter
from Sefick's
then-current attorney. Zbylut told the attorney
that Sefick's
previous application had expired and requested
a new application.
Sefick submitted the requested
application several days later; this application
proposed the
second version of the sculpture, the one with
the tape
of the "Evita" song and which did not refer
to Judge Duff. Sefick
asked to display the sculpture in the Dirksen
Building lobby
during February 17-March 8, 1997.
Zbylut consulted
with legal counsel, and about two weeks
later, he
denied the application in a letter to Sefick.
Legal counsel
wrote the letter and Zbylut signed it. Specifically,
the letter
stated that Zbylut approved the application,
but only for the
Metcalf Building. (Sefick ultimately decided
not to place his piece
in the Metcalf Building a second time.) The
letter gave the following
reasons for not allowing Sefick to use the Dirksen
Building lobby:
The Dirksen
Federal Building lobby is currently
undergoing extensive construction activity along
the entire
first floor lobby area. Several weeks
ago there
was a significant work accident
associated with the construction. I do not want
to
cause the construction workers and the lobby
users
any further unwarranted disruptions during this
period. In
addition, you should be aware that the
entire Dirksen
facility is presently undergoing a
security evaluation as a result of threats that
have been
made to certain of the building's
tenants. This matter is considered extremely
serious.
We are evaluating the future use of the
lobby for
displays and other activities in light of
security
and other tenant concerns. I am not
approving any Applications for use of space
in the
building until these concerns are fully addressed.
GSA has advised
a federal employee association and
a local university who have made Applications
of
the above position. Both of the above activities
have been
accommodated in alternate space.
At the time
of this letter, there was significant
construction
activity in the lobby. Also, GSA officials were
evaluating
Chief Judge Aspen's request to ban all lobby
displays as
a security measure. What any final policy on
displays might be was
a subject of discussion, but no firm and wholly
agreed policy had
been set. Zbylut was aware that the discussions
were happening,
but others higher up in GSA would have been
final decisionmakers
on what policies GSA would endorse. The discussion
on the security
concerns raised by lobby displays had nothing
to do
with the subject or viewpoint of any display.
Zbylut decided to
go along with what the letter said about not
approving any displays
until the higher-ups decided what they were
going to do.
Unlike Gardner's
denial, Zbylut's letter did not mention
influence
of proceedings as a reason for denying Sefick's
application.
Zbylut did not consider the subject matter or
viewpoint
of the sculpture in rejecting it. Zbylut knew
that Sefick's
sculpture depicted a rider on a horse in a judge's
robe and
was accompanied by a tape playing "Don't Cry
For Me Argentina."
He knew the sculpture did not identify Judge
Duff by name.
Zbylut did not know what message the piece was
meant to offer.
He did not know what comment on the judiciary
it might have
made. In Zbylut's mind, the sculpture offered
no clue as to what
it was supposed to mean.
GSA did allow
some activities in the Dirksen Building lobby
during and
around the time that Sefick was seeking to place
his sculpture
there. On May 17, 1996, a one-day health fair
sponsored by
a GSA tenant was approved by one of Gardner's
assistants to be held
on October 9, 1996. On September 6, 1996, a
six-hour display by
the U.S.D.A graduate school, a GSA tenant, was
approved by one of
Gardner's assistants to be held on October 22,
1996. The display
involved setting up two tables in the lobby.
On November 5,
1996, a three-day computer expo sponsored by
a GSA tenant was approved
by Zbylut to be held November 5-7, 1996. The
expo was expected
to involve three hundred people. On August 12,
1996, a one-day
blood drive sponsored by a GSA tenant was approved
by one of
Gardner's assistants to be held on January 27,
1997. The drive was
expected to involve one hundred people. On February
3, 1997, a
five-day children's art exhibit sponsored by
a GSA tenant was approved
by one of Zbylut's assistants to be held February
24-28, 1997.
The exhibit was expected to involve one hundred
people. On December
18, 1996, a one-hour press conference
sponsored
by a group with no connection to GSA was approved
by one
of Zbylut's assistants to be held on December
19, 1996. Finally,
on March 26, 1997, a photographer not connected
to GSA was
approved by one of Zbylut's assistants to take
photos on March
27, 1997, for no more than one hour.
Because of
the construction, Gardner would not have approved
the activities
the assistants approved, except maybe the one-hour
press conference.
Gardner's assistants had some authority to
approve the
activities they did, but a lack of communication
between Gardner
and the assistants sometimes resulted in the
assistants
taking actions Gardner would not have approved.
Likewise,
Zbylut expected his assistants to consult with
him before
permitting activities in the lobby, the assistants
did not always
do so, and Zbylut would not have approved the
children's art
exhibit. The reason why Zbylut approved the
relatively large computer
expo but not Sefick's sculpture was because
the expo was sponsored
by a GSA tenant. As for Duffer, he thought that
tenants are
not even subject to the Act, and use Act-oriented
application forms
only for the internal purpose of reserving space.
Finally,
no Defendant rejected Sefick's sculpture because
he disapproved
of its viewpoint, or because any other person
who disagreed
with the viewpoint pressured the Defendant to
reject the
sculpture.
CONCLUSIONS
OF LAW
The precise
nature of Sefick's right to use the lobby turns
in large part
on what type of forum the lobby is. Three types
are possible.
First is the traditional public forum, "property
that has
traditionally been open to the public for expressive
activity,
such as public streets and parks." United
States v. Kokinda,
497 U.S. 720,
726, 110 S.Ct. 3115, 111 L.Ed.2d 571
(1990) (plurality
opinion). The second forum type is the "limited
or designated
public forum," which is "created by government
designation
of a place or channel of communication for use
by the public
at large for assembly and speech, for use by
certain speakers,
or for discussion of certain subjects." Johnson
v. City of
Fort Wayne,
91 F.3d 922,
941 (7th Cir. 1996) (quoting Cornelius
v. NAACP Legal Defense & Educ. Fund, Inc.,
473 U.S. 788,
802, 105 S.Ct. 3439, 87 L.Ed.2d 567 (1985)).
The third forum type
is the nonpublic forum, an area that government
"may reserve .
. . for its intended purposes," and "to which
the government may
control or limit access." Johnson,
91 F.3d at 922 (quoting Perry
Educ. Ass'n v. Perry Local Educators Ass'n,
460 U.S. 37,
46, 103 S.Ct.
948, 74 L.Ed.2d 794 (1983)).
In deciding
Defendants' summary judgment motion, the Court
ruled that
the Dirksen Building lobby is a nonpublic forum.
Therefore,
Defendants may keep "identifiable subjects or
speakers"
out of the lobby if doing so is reasonable and
"viewpoint
neutral." Johnson,
91 F.3d at 941.
An official's
"decision to restrict access to a nonpublic
forum need
only be reasonable; it need not be the most
reasonable or
the only reasonable limitation." Cornelius,
473 U.S. at 808. Reasonableness
does not require the government to establish
that the
subject of speech is strictly incompatible with
the forum. Id.
In sum, reasonableness allows government "exclusion
of speakers
who would disrupt a nonpublic forum and hinder
its effectiveness
for its intended purpose." Cornelius,
473 U.S. at 811.
Reasonableness "must be assessed in light of
the purpose of the
forum and all the surrounding circumstances."
Id.
at 809.
Even having
"reasonable grounds for limiting access to a
nonpublic
forum . . . will not save" a refusal of access
"that is in
reality a facade for viewpoint-based discrimination."
Id.
at 811.
Although viewpoint-discrimination is impermissible,
subject discrimination
is permitted. So, Defendants may restrict speech
in the Dirksen
Building lobby based on the subject of the speech
— they
may choose to allow speech on some subjects,
but not on others.
However, Defendants may not pick and choose
among viewpoints
within a subject. See
Grossbaum v. Indianapolis-Marion Cty.
Bldg.,
100 F.3d 1287,
1297 (7th Cir. 1996), cert.
denied, ___
U.S. ___, 117 S.Ct. 1822, 137 L.Ed.2d 1030 (1997);
Johnson,
91 F.3d at
941. For example, GSA might properly ban courthouse
speech on
the subject of abortion, but it could not ban
speech advocating
one viewpoint on the abortion debate while allowing
speech on
another. The often crucial "line between viewpoints
and subjects
is . . . an elusive one." Grossbaum,
100 F.3d at 1298.
Upon the
Court's request, before trial the parties briefed
who bears
the burden of proof on reasonableness and viewpoint.
At trial,
the Court delivered a brief oral ruling placing
the burden on
Defendants. The Court now states in more detail
the reasons for
that ruling.
The parties'
efforts and the Court's have not turned up any
precise and
binding authority. Still, what authority exists
points in
the direction of placing the burden on Defendants.
In Cornelius,
the Supreme Court encountered a nonpublic forum
and accordingly
addressed whether government restrictions on
speech were
reasonable. In so doing, the Court's perspective
seemed to be
one of testing whether the government had shown
that its restriction
was reasonable, not whether the party seeking
access to
the forum had shown the opposite. See
Cornelius,
473 U.S. at 806-11.
The Court specifically noted that the "record
supported" the
government's "position" and "inference[s]" favorable
to the government.
Id.
at 810. Speaking more specifically, one district
court has
concluded that the government bears the burden
of proof on
viewpoint neutrality, although that court relied
on authority offering
only tangential support. We
the People, Inc. of the U.S. v.
Nuclear Regulatory Comm'n,
746 F. Supp. 213,
219 (D.D.C. 1990). In
cases involving traditional and designated public
forums, the government
clearly bears the burden of "show[ing] that
its regulation
is necessary to serve a compelling state interest
and that
it is narrowly drawn to achieve that end." Perry,
460 U.S. at
45. Granted, in a nonpublic forum the government's
reasons for restricting
speech are not subject to such strict scrutiny.
Still, it
makes sense to give the government the burden
of showing
the validity of its justifications in a nonpublic
forum case
— precious First Amendment rights are
at stake, and we generally
presume that the government cannot infringe
on such rights
without affirmatively demonstrating an adequate
reason.
Only one
case has been identified that lends support
for placing
the burden on Sefick. In passing, the Seventh
Circuit has perhaps
suggested that the plaintiff bears the burden
on viewpoint
discrimination. In affirming a grant of summary
judgment,
the Johnson
court noted that the plaintiff had "simply
failed to
introduce any evidence" to allow an inference
that his access
to a non-public forum had been limited solely
to suppress his
viewpoint. 91 F.3d at 942. Of course, this remark
warrants careful
consideration. However, this Court views the
remark as a general
comment on a weak case, not a directive to place
the reasonableness
and viewpoint burdens on plaintiffs in all cases.
In sum, in
light of what authority exists, the Court must
conclude that
Defendants bear the burden of showing that their
decision to
reject Sefick's sculpture was reasonable and
not meant
"to suppress the point of view" the sculpture
"espouses on an
otherwise includable subject." Cornelius,
473 U.S. at 806.
As alluded
to above, Sefick's applications were processed
under federal
statutory and regulatory provisions. Under the
Public Buildings
Cooperative Use Act, 40 U.S.C. §
490, 601a,
606, 611,
612a ("the Act"), the administrator
of GSA is authorized to "make available, on
occasion,
. . . auditoriums, meeting rooms, courtyards,
rooftops, and
lobbies of public buildings to persons, firms,
or organizations
engaged in cultural, educational, or recreational
activities
. . . that will not disrupt the operation of
the building."
40 U.S.C. § 490(a)(17);
Claudio
v. United States, 836 F. Supp. 1219,
1221 (E.D.N.C. 1993), aff'd,
28 F.3d 1208 (4th Cir. 1994).
"Cultural activities" includes "film, dramatic,
dance, and musical
presentations, and fine art exhibits."
40 U.S.C. § 601a(a)(4).
The administrator
has promulgated regulations that allow
persons desiring
to use public property to apply for a permit
to do
so. 41 C.F.R. § 101-20.401(a). The applicant
must submit a written
application identifying himself or herself and
any organization
sponsoring the proposed activity, and describing
the proposed
activity, including the desired dates and times.
Id.
§ 101-20.401(b);
Claudio,
836 F. Supp. at 1221. If an application is
denied, the
applicant may appeal within GSA. 41 C.F.R. §
101-20.404(a);
Claudio,
836 F. Supp. at 1221.
An application
will be denied if "the proposed use interferes
with access
to the public area, disrupts official government
business,
interferes with approved uses of the property
by tenants
or by the public, or damages any property; [or]
. . . is intended
to influence or impede any pending judicial
proceeding." 41
C.F.R. § 101-20.403(a)(3) & (4); Claudio,
836 F. Supp. at 1221. Defendants
cite this provision as supporting their decision
to deny
Sefick's applications to display his sculpture
in the Dirksen
Building lobby.
Specifically,
Defendants assert that they denied the
applications
for three reasons, none of which had anything
to do with
suppressing the viewpoint expressed in the sculpture.
First, Defendants
state that Sefick's display would have interfered
with ongoing
construction and made the lobby unsafe. Second,
Defendants
cite security concerns that have arisen in all
federal buildings
in the wake of the Oklahoma City bombing. Third,
Defendants
were concerned that the sculpture as first proposed
(with the
taped voice representing Judge Duff's) could
be viewed as
"intended to influence or impede . . . pending
judicial proceeding[s]."
41 C.F.R. § 20.403(a)(4).
Sefick argues
that these reasons do not hold water and are
pretexts for
viewpoint discrimination. He alleges that Defendants
rejected his
sculpture because of the viewpoint it offers,
a viewpoint
Defendants thought would be embarrassing to
Judge Duff.
More specifically,
Sefick attempts to show that the construction
concern was a pretext by stressing that other
activities
were allowed in the lobby during the time that
he sought
access. Yet the evidence showed that Defendants
had legitimate
and reasonable explanations for allowing those
activities
but not Sefick's sculpture. While the lobby
was under construction,
Defendants preferred activities sponsored by
GSA tenants
of short duration, so that disruption would
be minimized and
activities could be relocated or rescheduled
easily if needed.
Generally, the activities approved fit this
bill. None lasted
more than five days; some lasted only part of
one day. The two
activities not sponsored by a GSA tenant each
lasted an hour. In
contrast to the allowed activities, Sefick,
who was not affiliated
with GSA, proposed a 400-pound sculpture to
be displayed
for two weeks. Any perceived inconsistencies
between the
Defendants' stated preference for short, tenant-sponsored
activities
and the activities actually approved were
satisfactorily
explained as departures from the chain of command
between Gardner,
Zbylut, and their assistants, or based on the
particular
nature of the activity approved.
The Court
recognizes that Sefick might be able to poke
some holes
in the logic of Defendants' construction rationale.
Perhaps Defendants
did not always act consistently. Perhaps the
activities
Defendants did allow presented something of
a safety risk
and inconvenience themselves. Perhaps if Defendants
had bent over
backwards, they could have found a safe and
convenient way to
accommodate Sefick's piece. But the First Amendment
does not require
that officials who run nonpublic forums be consistent
managers,
safety experts, or unfailingly accommodating.
See
Cornelius,
473 U.S. at 808 (noting that officials may deny
expression
even if it
is not strictly incompatible with a forum).
Rather, all
the officials must do is act reasonably, and
not to suppress a
viewpoint.
Sefick also
asserts that the security concern was not
legitimate,
a pretext. However, substantial unrebutted testimony
indicated
that at all relevant times, security was a serious
concern in
all federal buildings and especially those housing
court facilities.
Moreover, Duffer genuinely believed that
Sefick's display
could present a security risk by increasing
public traffic
in the Dirksen Building.
Sefick has
attacked Zbylut's citing security as insincere.
Zbylut agreed
with the point in the letter he signed that
the best
thing to do while higher-ups were formulating
a security policy
on lobby displays was to not approve any displays.
Granted, in
doing so, Zbylut appeared motivated more by
bureaucratic
politics than his own personal concern with
security.
Still, his action was reasonable in light of
the security
debate going on above him and not motivated
by a desire to
suppress the viewpoint of Sefick's piece. Indeed,
the general debate
about banning lobby displays for security reasons
had nothing
to do with the viewpoint or subject of any display.
The Court
is mindful that after Zbylut's letter stating
that he had decided
not to approve any use of lobby space, two other
activities
were approved. But Zbylut's assistants approved
them, not
Zbylut.
Sefick also
attacks Defendants' influence-of-proceedings
rationale.
He maintains that calling the sculpture capable
of "influenc[ing]
. . . pending judicial proceeding[s]" is a
stretch. 41
C.F.R. § 20.403(a)(4). He also stresses
that Defendants
have not identified any specific, then-ongoing
proceeding
that the sculpture might have influenced. These
points are
largely semantic ones regarding whether Defendants'
decision fits
under the precise terms of the regulation. Yet
Sefick has not
sued for violation of the regulation, but for
violation of the
First Amendment. Whether the regulatory language
required Defendants
to pinpoint a specific ongoing proceeding as
capable of
being influenced by Sefick's sculpture is a
question of what the
regulation requires, not what the First Amendment
requires.
Of course,
Sefick suggests that if Defendants applied the
regulation's
terms expansively, that shows they were using
the regulation
to hide a censorship agenda. Yet regardless
of how well
Sefick's sculpture fits under the regulatory
concept of potential
"influence," it fits sufficiently under a concept
more relevant
for present purposes.
To dispense
fair and effective justice, decorum must be
maintained
in a courthouse. Indeed, "it is proper to weigh
the need
to maintain the dignity and purpose of a public
building" when
considering a citizen's right to use the building
for expression.
Kokinda,
497 U.S. at 738 (Kennedy, J., concurring)
(citing United
States v. Grace,
461 U.S. 171,
182, 103 S.Ct. 1702,
75 L.Ed.2d 736 (1983)).
For the benefit
of all citizens, cases must be heard in a
dignified
environment that impresses upon the participants
the seriousness
and importance of proceedings, and the need
to follow the
rules of deliberation, decision, and personal
behavior that the
trial judge supplies. This vital interest in
courthouse decorum
is most emphatically not a mere interest in
shielding judges
from criticism and personal discomfort. Rather,
ensuring decorum
ensures that the persons whose property and
liberty are at
stake in legal proceedings have their rights
adjudicated fully,
fairly, and according to the rule of law.
Duffer's
concern that a juror might be negatively influenced
by Sefick's
sculpture was essentially concern over courthouse
decorum. A
juror who, in the courthouse, encounters an
arguably cartoonish
sculpture of a sitting judge commenting that
all of his
rulings are being overturned might conclude
that the courthouse
is something less than the sober and weighty
place it must
be, or that Judge Duff and his colleagues do
not warrant the respect
that their positions — not their personal
feelings —require.
Duffer reasonably and genuinely saw Sefick's
sculpture as
capable of negatively influencing jury deliberations.
Others might
differ as to whether the piece presented such
a threat, but that
does not make Duffer unreasonable.
With all this
in mind, the influence-of-proceedings rationale
withstands
scrutiny. Sefick can perhaps criticize Defendants'
reasoning
with some success, but the reasoning is not
unfounded or
an obvious pretext for viewpoint discrimination.
Still, Sefick
would no doubt argue that potential juror
influence
is a lot to read into a sculpture that the artist
himself says
had a viewpoint subject to interpretation. Indeed,
the "meaning"
of art is often uncertain, fluid, and subjective.
Sefick may
rightly claim that what his work says is a matter
of interpretation,
yet the more cryptic the viewpoint, the less
likely it
is that Defendants discriminated it. See
Claudio,
836 F.
Supp. at 1230. Defendants testified convincingly
that they did not
really appreciate the precise meaning or message
of the sculpture
in either of its incarnations. Defendants cannot
readily discriminate
against a viewpoint they cannot ascertain,
one which
the artist himself apparently intended to be
elusive. Zbylut's
denial of the second version of Sefick's sculpture
was consistent
with these notions; the second version became
more cryptic
and did not explicitly refer to Judge Duff,
and Zbylut did
not give potential influence of proceedings
as a reason for rejecting
the piece.
Also, Sefick
asserts that Defendants' rejection of the latest
Judge Duff
sculpture amounts to viewpoint discrimination
because Defendants
have permitted speech "on the same general subject
matter in
the past." (Proposed Findings and Conclusions,
p. 8) Apparently,
the past speech Sefick refers to is the sculpture
depicting
Judge Duff and Cindy Crawford. Sefick has produced
no authority,
and the Court is aware of none, that having
once let in
a sculpture of Judge Duff, GSA must let in another.
Still, what
Sefick may be trying to say is that GSA is
wrongfully
picking and choosing among viewpoints that fall
within the
subject matter of displays that might influence
proceedings. Yet
the boundaries of viewpoint and subject matter
are so fluid here,
and the viewpoints so unclear, that the Court
cannot brand GSA's
different treatment of Sefick's Judge Duff sculptures
viewpoint
discrimination. Sefick did not testify as to
what he intends
his current sculpture to mean, except to say
that whether the
first version commented on the relationship
between a district
judge and the court of appeals was subject to
interpretation.
Of the two versions of the current sculpture,
one explicitly
identified Judge Duff but the other did not.
According to
Sefick, the sculpture of Cindy Crawford and
Judge Duff was about
"courtroom dynamics and control;" in Sefick's
eyes "the control
thing has a sexual element to it." (Ex. 3)
What are
government property managers to make of all
this? The
First Amendment does not require that officials
who manage a nonpublic
forum have the artist's sensibilities regarding
the messages
embodied in creative works, nor the trial judge's
sensibilities
regarding courthouse decorum. All officials
must do is
act reasonably in light of the needs and primary
purpose of the
forum, and not to suppress an ascertainable
viewpoint. See
Cornelius,
473 U.S. at 808-11. Contrary to what Sefick
suggests, the
Court does not accept that Defendants approved
of the viewpoint
of the previous Judge Duff sculpture, but disapproved
of the viewpoint
of the current one and chose between them
accordingly.
The Court
is mindful that some testimony indicated that
the courts
housed in the Dirksen Building were opposed
to Sefick's sculpture
because it would be an embarrassment to Judge
Duff. However,
this testimony lacked specificity and force;
it was in the
nature of second-and third-hand reports.
Also, "embarrassment"
can mean either personal embarrassment to
Judge Duff
— likely not a valid concern for First
Amendment purposes
— or objective embarrassment to the court
system that might
unduly threaten courthouse decorum — a
valid concern as covered
above. The evidence was inconclusive regarding
which type of
|